Full text of PROBITAS FUNDS GROUP, LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| | 8-53512 | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 unc er the Securities Exchange Act of <sup>1934</sup>** | FILING FOR THE PERIOD BEGINNING O | 1/01<br>/21 | 1<br>2<br>AN 11 ENDING | /<br>3<br>/2<br>1<br>1 | |------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------|--------------------------------------------| | | MM/DD/YY | _<br>_<br>_ | _<br>__ _<br>_<br>_<br>_<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATIC N | | | | Probitas<br>Funds<br>NAME OF FIRM: | Group<br>LLC<br>,<br>------------------+------------- | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>w<br>D Security-based<br>Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Major security-based | swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. bo no.) | | | | | 425<br>California<br>Street | Suite<br>550 | | | | | (No. and Street) | | | | San<br>Francisco | CA | | 94104 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Sinead<br>O'Sullivan | 415-402-0700 | smo@probitaspartners.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATIIDN | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Weaver<br>and<br>Tidwell<br>L<br>L | P | | | | , | (Name - if individual, state last, first, and middle name) | | | | Rosecrans<br>1230<br>Avenue<br>Suite | Manhattan<br>510 | Beach<br>CA | 90266 | | (Address) | (City) | (State) | (Zip Code) | | 10/14/2003 | | 410 | | | | | | (PCAOB R,g;~ratioo N"mbe,, if appl;cable)I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form** displays a currently…Read the full text as markdown