Full text of PROBITAS FUNDS GROUP, LLC's X-17A-5 filed 2024-03-13 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART Ill** | 0MB Number: 3235-0123 | | |--------------------------|----| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER 8-53512 # **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|---------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | AND ENDING 12/31/2023 | | | | | MM/DD/YY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: | ------<br>Probitas Funds Group, LLC<br>···----- | ·--<br>--<br>--·- | -- | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 425 California Street Suite 550 | | | | | | | (No. and Street} | | | | | San Francisco | CA | | | 94104 | | (City} | (State} | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sinead O'Sullivan | 415-402-0700 | | | smo@probitaspartners. corn | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | 8 . ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Weaver and lidwell, LL .P. | | | | | | | (Name - if individual, state last, first, and middle name} | | | | | 1230 Rosecrans Avenue Suite 51 O Manhattan Beach | | | CA | 90266 | | (Address) | (City) | | (State) | (Zip Code) | | 10/14/2003 | | 410 | | | | rte of Reg;stratioo w;th PCAOB)l;f applkable) | | | | (PCAOB Reg;,tratioo Nombe<, ;f appHrabl,) I | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as th…Read the full text as markdown