Full text of PROBITAS FUNDS GROUP, LLC's X-17A-5 filed 2023-03-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | | | SEC FILE NUMBER | | | 8-53512 | | | | | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /22** MM/DD/VY AND ENDING **\_1\_2\_/\_3\_1 /\_2\_2 \_\_ \_** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_P\_ro\_b\_it\_a\_s\_F\_u\_n\_d\_s\_G\_r\_o\_u\_p\_, \_L\_L\_C \_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 425 California Street Suite 550 (No. and Street) San Francisco CA 94104 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Sinead O'Sullivan 415-402-0700 smo@probitaspartners.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Weaver and Tidwell, L.L.P. (Name - if individual, state last, first, and middle name) 1230 Rosecrans Avenue Suite 510 Manhattan Beach CA (Address) (City) (State) 10/14/2003 410 90266 (Zip Code) **rte of R,g;st,aUoo w;th PCAOB)(;f applicable) FOR OFFICIAL USE ONLY (PCAOB Reg;st,atioo N"mbe<, ;f applicable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** as that of a customer. I, Sinead O'Sullivan swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Probitas Funds Group, LLC as of Signature: **12/31** 2~ is true and correct. I further swear (or affirm)…Read the full text as markdown