Full text of PROBITAS FUNDS GROUP, LLC's X-17A-5 filed 2025-03-19 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | | | | | 8-53512 | | | | FACING PAGE | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING | 0110112024<br>MM/DD/YY | AND ENDING 12/31/2024<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: _P_r_o_b_it_a_s_F_u_n_d_s_G_ro_u_:p:_,_L_L_C | | __________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 425 California Street Suite 550 | | | | | (No. and Street) | | | San Francisco | CA | 94104 | | (City) | (State} | (Zip Code] | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Sinead O'Sullivan | 415-402-0700 | smo@probitaspartners.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Weaver and Tidwell, L.L.P. | | | | | (Name - if individual, state last, first, and middle name)<br>1230 Rosecrans Avenue Suite 510 Manhattan Beach | CA<br>90266 | | (Address) | (City) | (State}<br>(Zip Code) | | 10/14/2003 | | 410 | | rte of Reg;sn,Mo with PCAOB)lif apphcable) | | (PCAOB Reg;~raUoo N,mbec, if apphcable) I | | | FOR OFFICIAL USE ONLY<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in th…Read the full text as markdown