MARWOOD GROUP LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of MARWOOD GROUP LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MARWOOD GROUP LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001146183-17-000001
• CIK: 1146183
• File #: 8-53573
• Material weakness: No
• Auditor: KWM CPAs LLP
• Auditor location: Jericho, NY
• Contact: John T. Moore
• Phone: 212-532-3651
• Signed by: John T. Moore (CEO)

Document text (excerpt)

X-17A-5 0001146183 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N MARWOOD GROUP LLC 733 THIRD AVENUE 11TH FLOOR NEW YORK NY 10017 John T. Moore 212-532-3651 KWM CPAs LLP 125 Jericho Turnpike Suite 300 Jericho NY 11753-1024 Certified Public Accountant John T. Moore MARWOOD GROUP LLC 12-31-2016 None John T. Moore CEO Y

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• X-17A-5 — 2021-03-11
• X-17A-5 — 2020-03-02
• X-17A-5/A — 2019-03-08
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5/A — 2016-03-21
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)