Full text of MARWOOD GROUP LLC's X-17A-5 filed 2023-03-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION (Confidential Per Rule 17a-5(e)(3)) FOR THE YEAR ENDED DECEMBER 31, 2022 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|------------------|--------------------------------------------|--|--| | | ANNUAL REPORTS | SEC FI LE NUMBER | | | | | | 8-53573 | | | | | | | PART Ill | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>0_1/_0_1!_2_2 | AND ENDING | ___<br>__<br>12_/_3_1/_22<br>_ | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTI FICA Tl ON | | | | | | Marwood Group, LLC<br>NAME OF FIRM:<br>TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | !Kl Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 733 Third Avenue, 11th Floor | | | | | | | | (No. and Street} | | | | | | New York | NY | | 10017 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Thomas J. Modzelewski | 212-532-3651 | | tjm@marwoodgroup.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | KWMCPAsLLP | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | | 100 Jericho Quadrangle, Suite 220 | Jericho | NY | 11753 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 03/15/2016 | | 6245 | | | | | (rte of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the rep…Read the full text as markdown