Full text of MARWOOD GROUP LLC's X-17A-5 filed 2021-03-11 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STA TES | | | | | | |------------------------------------|--|--|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | | | Washington, D.C. 20549 | | | | | | | 0MB Number: | | 3235-0123 | |---------------------|-------------------------|------------------| | Expires: | | October 31, 2023 | | | stimated average burden | | | /Hours per response | | 12.00 | 8- **53573** ### ANNUAL AUDITED REPORT ### FORM X-17A-5 ### PART Ill #### **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___<br>0_1_/0_1/_2_02_0<br>Mt,.,1/0DYY | ___<br>AND ENDING | 12/31/2020 | | |---------------------------------------------------------------------------|----------------------------------------|-------------------|--------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | :'-l"AME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | Manvood Group, LLC | | | FIRM 1.0. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 733 Third A venue, 11th Floor | | | | | | | (No. and S1reer) | | | | | New York | NY | | 10017 | | | (Cily) | | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | | Thomas J. Modzelewski | | | 212-532-3651 | | | | | | (Arco Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFCATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | KWMCPAsLLP | | | | | | (Name - ,f 1,1</n-ldual, ~,a,,: fc,sr, Jirs1. nuutlle name) | | | | | | 100 Jericho Quadrangle, Suite 220 | Jericho | NY | 11753-1024 | | | (Address) | (Cily) | (Sia1e) | (Zip Godel | | | CHECK ONE: | | | | | | Certified Public Accountant<br>r8J | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a staiement of/acts and circumstances relied on as the basis for the exemption. See Seclion 2-J0. /7a-5(e)(2).* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (06-02)…Read the full text as markdown