MARWOOD GROUP LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of MARWOOD GROUP LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MARWOOD GROUP LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001146183-20-000002
• CIK: 1146183
• File #: 8-53573
• Material weakness: No
• Auditor: KVM CPAs LLP
• Auditor location: Jericho, NY
• Contact: Thomas J. Modzelewski
• Phone: 212-532-3651
• Signed by: Thomas J. Modzelewski (COO)

Document text (excerpt)

X-17A-5 0001146183 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N MARWOOD GROUP LLC 733 THIRD AVENUE 11TH FLOOR NEW YORK NY 10017 Thomas J. Modzelewski 212-532-3651 KVM CPAs LLP 100 Jericho Turnpike Suite 220 Jericho NY 11753-1024 Certified Public Accountant Thomas J. Modzelewski MARWOOD GROUP LLC 12-31-2019 Thomas J. Modzelewski COO Y

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• X-17A-5 — 2021-03-11
• X-17A-5/A — 2019-03-08
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-02-28
• X-17A-5/A — 2016-03-21
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)