WOODMEN FINANCIAL SERVICES, INC. X-17A-5/A (2020-03-06) — Broker-dealer annual report

Full text of WOODMEN FINANCIAL SERVICES, INC.'s X-17A-5/A filed 2020-03-06 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### F I N A N C I A L S T A T E M E N T S A N D S U P P L E M E N T A L I N F O R M A T I O N Woodmen Financial Services, Inc. Years Ended December 31, 2019 and 2018 With Report and Supplemental Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | | AND ENDING 12/31/2019 | | |---------------------------------------------------------------------------------------------------------------------------------------|---------------|--------------------------------------------------------|-----------------------|--------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: WOODMEN FINANCIAL SERVICES, INC. | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1700 FARNAM STREET | | | | FIRM I.D. NO. | | | | (No. and Street) | | | | ОМАНА | | NE | | 68102 | | (City) | | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>LINDSEY EBLEN | (402)661-8363 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>ERNST & YOUNG LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | 801 GRAND AVE. STE 3000 | | DES MOINES | IOWA | 50309 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | {2}------------------------------------------------ - - - - - - - - - - - - - - - {3}------------------------------------------------ ## Financial Statements and Supplemental Information Years Ended December 31, 2019 and 2018 # **Contents** | Report of Independent Registered Public Accounting Firm<br>1 | | |-------------------------------------------------------------------------------------|--| | Financial Statements | | | Statements of Financial Condition<br>2<br>Statements of Operations<br>3 | | | Statements of Changes in Stockholder's Equity<br>4<br>Statements of Cash Flows<br>5 | | | Notes to Financial Statements<br>6 | | | Supplemental<br>Information | | | Supplemental<br>Schedules: | | |-------------------------------------------------------------…

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