Full text of WOODMEN FINANCIAL SERVICES, INC.'s X-17A-5 filed 2021-03-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### F I N A N C I A L S T A T E M E N T S A N D S U P P L E M E N T A L I N F O R M A T I O N Woodmen Financial Services, Inc. Years Ended December 31, 2020 and 2019 With Report and Supplemental Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ OMB APPROVAL **OMB Number: 3235-0123 Expires: October 31, 2023** **Estimated average burden** **hours per response . . . 12.00** # **UNITED STATES** **SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** # **ANNUAL AUDITED REPORT** **FORM X-17A-5** # **PART III** ## **FACING PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the** #### **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | January 1, 2020 | | | December 31, 2020 | | | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|--|-------------------|--|--| | | REPORT FOR THE PERIOD BEGINNING ___________________ AND ENDING___________________________<br>MM/DD/YY | | MM/DD/YY | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | Woodmen Financial Services, Inc. | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | 1700 Farnam Street | | | | | | | | (No. and Street) | | | | | | Omaha, Nebraska 68102 | | | | | | | (City) | (State) | | (Zip Code) | | | **SEC FILE NUMBER 8-53592** {2}------------------------------------------------ #### NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | Lindsey Eblen | 402-661-8363 | |---------------|--------------| | | | (Area Code Telephone No.) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Ernst & Young LLP | (Name of individual, state last, first, middle name)<br>801 Grand Avenue, Suite 3000, Des Moines, Iowa 50309 | | | | | | | |----------------------------------------------------------------------------------------------------------------|--------|---------|------------|--|--|--| | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | X Certified Public Accountant | | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | # **FOR OFFICIAL USE…Read the full text as markdown