Full text of WOODMEN FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-03-15 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION Woodmen Financial Services, Inc. Years Ended December 31 , 2022 and 2021 With Report and Supplemental Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | SEC FILE NUMBER | | |-----------------|--| # **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /22** AND ENDING 12/31/22 --------- ---------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Woodmen Financial Services, Inc #### TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1700 Farnam St | | (No. and Street) | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|----------|------------------------|--|--|--|--| | Omaha | | Nebraska | | | | | | | (City) | (State) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Lindsey Eblen | 402-661-8363 | | leblen@woodmenlife.org | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young, LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | 1200 Main St | Kansas City | MO | 64105 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | rte of Reg;stcat;oo w;th PCAOB)l;f app!;cableJ<br>{PCAOB Regdcafoo N"mbec, ff app!;cableJI<br>FOR OFFICIAL USE ONLY | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances reli…Read the full text as markdown