WOODMEN FINANCIAL SERVICES, INC. X-17A-5 (2022-03-17) — Broker-dealer annual report

Full text of WOODMEN FINANCIAL SERVICES, INC.'s X-17A-5 filed 2022-03-17 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # F I N A N C I A L S T A T E M E N T S A N D S U P P L E M E N T A L I N F O R M A T I O N Woodmen Financial Services, Inc. Years Ended December 31, 2021 and 2020 With Report and Supplemental Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** | | SEC FILE NUMBER | | |--|-----------------|--| | | | | # **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 01/01/21 | | 12/31/21 | MM/DD/YY | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------|--------------------------------------------|----------------------------------------------------------------------------------------------------------|----------|--| | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | Woodmen Financial Services, Inc<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>x<br>☐<br>Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | ☐<br>Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1700 Farnam St<br>_____________________________________________________________________________________ | | | | | | | | (No. and Street) | | | | | | Omaha | Nebraska<br>_____________________________________________________________________________________ | | 68102 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Lindsey Eblen | 402-661-8363 | | leblen@woodmenlife.org | | | | (Name) | (Area Code – Telephone Number) | | ________________________________________________________…

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