Full text of AXOS CLEARING LLC's X-17A-5 filed 2020-08-28 (period 2020-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Axos Clearing LLC (A Wholly Owned Subsidiary of Axos Clearing, Inc.) (SEC I.D. No. 8-53595) Statement of Financial Condition as of June 30, 2020 and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a **PUBLIC** Document. This report is Deemed **CONFIDENTIAL** in Accordance With Rule 17a-5(e)(3) Under the Securities Exchange Act of 1934. A Statement of Financial Condition and Supplemental Report on Internal Control bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a **PUBLIC** Document. {1}------------------------------------------------ | | AND ENDING 06/30/2020 | | | | |---------------------------------------------------------------------------------------------------------------|--------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | MM/DD/YY | | MM/DD/YY | | | | | | | | | | NAME OF BROKER-DEALER: AXOS Clearing LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | | | | | | | | | (No. and Street) | | | | | | | | 68102 | | | | (State) | | (Zip Code) | | | | | | 402-384-6114 | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | | | | | | | | | | | San Diego | CA | 92130 | | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING 07/01/2019 | A. REGISTRANT IDENTIFICATION<br>Nebraska<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | {2}------------------------------------------------ | T Louis Weitkam | and an a more a swear (or affirm) that, to the best of | |------------------------------------------------------…Read the full text as markdown