Full text of AXOS CLEARING LLC's X-17A-5 filed 2024-08-23 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Axos Clearing LLC Statement of Financial Condition as of June 30, 2024 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | | | 2-52505 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----|-----------------|--------------------------------------------| | AND ENDING 06/30/24<br>filing for the period beginning 07/01/23 | | | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: AXOS Clearing LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer - JSecurity-based swap dealer __ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 15950 West Dodge Road, Ste. 300 | | | | | | | (No. and Street) | | | | | Omaha | NE | | | 68118 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Howard Green | 402-384-2055 | | | howard.green@axosclearing.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BDO USA, P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 200 Park Avenue, 38th Floor New York | | | NY | 10166 | | (Address) | (City) | | (State) | (Zip Code) | | 10/08/2003 | | 243 | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------  Tel: 212-885-8000 Fax: 212-697-1299 **www.bdo.com** **BDO** 200 Park Avenue New York, NY 10166 USA # **Report of Independent Registered Public Accounting Firm** Board of Managers Axos Clearing LLC Omaha, Nebraska #### **Opinion on Financial Statement** We have audited the…Read the full text as markdown