Full text of AXOS CLEARING LLC's X-17A-5 filed 2025-09-26 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Axos Clearing LLC Statement of Financial Condition as of June 30, 2025 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III | | SEC FILE NUMBER | | |--|-----------------|--| ### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07/01/24 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: AXOS Clearing LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 15950 West Dodge Road, Ste. 300 (No. and Street) Omaha NE 68118 (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Howard Green 402-384-2055 howard.green@axosclearing com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* BDO USA, P.C. | | | (Name - if individual, state last, first, and middle name) | | | | |--------------------------------------------------|-----------------------|------------------------------------------------------------|--------------------------------------------|--|--| | 3570 Carmel Mountain Road, Suite 400 San Diego | | CA | 92130 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/08/2003 | | 243 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION ----------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown