Full text of AXOS CLEARING LLC's X-17A-5 filed 2022-09-12 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Axos Clearing LLC Statement of financial condition for the Year Ended June 30, 2022 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | ANNUAL REPORTS<br>SEC FILE NUMBER<br>FORM X-17A-5<br>8-53595<br>PART III<br>100 2 200 8 12 15 35<br>11 8 8 8 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1<br>FACING PAGE<br>- 1 -- 1 -- 1<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>Filing for the period beginning 07/01/2021<br>AND ENDING 06/30/2022<br>MM/DD/YY<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF FIRM: Axos Clearing LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>© Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>15950 West Dodge Road, Ste. 300<br>(No. and Street)<br>Omaha<br>NE<br>68118<br>(City)<br>(State)<br>(Zip Code)<br>David Vaughan<br>402-384-2101<br>david.vaughan@axosclearing.com<br>(Area Code - Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>(Name - if individual, state last, first, and middle name)<br>92130<br>CA<br>(City)<br>(State)<br>(Zip Code)<br>243 | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown