Full text of XT CAPITAL PARTNERS, LLC's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | OMB APPROVAL | | |-------------|--------------------------|-------------------------| | OMB Number: | | 3235-0123 | | | Expires: August 31, 2020 | | | | Estimated average burden | | | | | ours per response 12,00 | | | | SEC FILE NUMBER | | | 8 - | 53683 | | | | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 01/01/2019 | AND ENDING | 12/31/2019 | | | | | | |--------------------------------------------------------------------|------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--| | MM/DD/YYYYY | | MM/DD/YYYYY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | OFFICIAL USE ONLY | | | | | | | XT Capital Partners LLC | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | 311 Post Road East | | | | | | | | | NY | | 11556 | | | | | | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | (212) 909-2680 | | | | | | | | | (Area Code -- Telephone No.) | | | | | | | | | | | | | | | | | | | | | | | | | YSL & Associates LLC | | | | | | | | | | | | | | | | | | New York | | 10004<br>(Zip Code) | | | | | | | Accountant not resident in United States or any of its possessions | | | | | | | | | | (City) | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - If individual, state last, first, middle nume )<br>NY<br>(State)<br>FOR OFFICIAL USE ONLY | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. S…Read the full text as markdown