XT CAPITAL PARTNERS, LLC X-17A-5 (2022-03-30) — Broker-dealer annual report

Full text of XT CAPITAL PARTNERS, LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ ## XT CAPITAL PARTNERS, LLC FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2021 {1}------------------------------------------------ | | UNITED STATES | | | | |--------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|----------------------------------------------------------------------------------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number:<br>3235-0123<br>Expires:<br>Oct. 31, 2023<br>Estimated average burden<br>12.00<br>hours per response | | | | | | | | | | ANNUAL REPORTS | | | | | FORM X-17A-5<br>PART III | | | SEC FILE NUMBER | | | | | | 8-53683 | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | REPORT FOR THE PERIOD BEGINNING | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | AND ENDING | 12/31/2021 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: XT Capital Partners, LLC | | | | | | &Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □Security-based swap dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 29 East Main Street | | | | | | Westport | (No. and Street)<br>CT | | 06880 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Julie M. Cochran | 212-909-2680 | | jcochran@xtcapital.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | | YSL & Associates LLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | | (Address) | (City) | (State) | (Zip Code) | | | 06/06/2006 | | | 2699 | | | (Date of Registration with PCAOB)(if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | accountant must be s…

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