Full text of XT CAPITAL PARTNERS, LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **XT CAPITAL PARTNERS, LLC** FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31,2020 {1}------------------------------------------------ UNITED STATES SECURITIESAND EXCHANGE COMMISSION Washington, D.C. 20549 | | OMB APPROVAL | | |-------------|----------------------------|-----------------| | OMS Number: | | 3235-0123 | | | Expires: October 31 , 2023 | | | | Estimated average burden | | | | hours per response 12.00 | | | | | SEC FILE NUMBER | | | 8- | 53683 | # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill #### FACING PAGE Information Required c:l Brokers and Dealers Pursuant to Section 17 *c:1* the Securities Exchange Act c:l1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2020 | AND ENDING | 12/31/2020 | |--------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------|-------------------------------------------------| | | --------------~~~------------------<br>MM/DDIYYYY | | -------------~~------------------<br>MM/DD!YYYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | XT Capital Partners LLC | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | | | | | 29 East Main Street | | | | Westport | CT | | 06880 | | (City) | (::otate) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARDTOTHISREPORT | | | | | Julie M. Cochran | | | (212) 909-2680 | | | | | (Area Code-- Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLICACCOUNTANTwhoseopinion iscontane::l in this Report* | | | | | | YSL & Associates LLC | | | | | (Ncme-- if individual, state last, first, middle name) | | | | 11 Broadway Suite 700<br>(Addr€\$) | New York<br>(City) | NY<br>(State) | 10004<br>(Zip Code) | | CHECK ONE:<br>~ Catifia:i PublicAccounta1t<br>D PublicAccounta1t<br>D Accounta1t not resida11: in Unita:i Stctes or a1y of its possessions | FOR OFFICIAL USE ONLY | | | | | | | | \*Claims for exemption from the rffjuirenent that the annual report be cova-ed by the opinion of an indepfTidfTit public accountant muff be supported by a fiatenent of facts and circumstances rei ied on as the bass for the exemption. see sa:ti on 240. 17a-5( e)(2). > Potential persons who are to respond to the collect…Read the full text as markdown