Full text of XT CAPITAL PARTNERS, LLC's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **XT CAPITAL PARTNERS, LLC** FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2022 {1}------------------------------------------------ | | UNITED STATES | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------|--------------------------|-------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | | | OMB APPROVAL | | Washington, D.C. 20549 | | | | | | | | | OMB Number:<br>Expires: | 3235-0123<br>October 31, 2023 | | | | | Estimated average burden | | | | | | hours per response… | 12.00 | | | ANNUAL AUDITED REPORT | | | | | FORM X-17A-5 | | | | SEC FILE NUMBER | | PART III | | | | 8-53683 | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2022<br>MM/DD/YY | AND ENDING | | 12/31/2022<br>MM/DD/YY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: XT Capital Partners, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒Broker-dealer<br>☐Security-based swap dealer<br>☐ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>29 East Main Street | | ☐Major security-based swap participant | | | | | (No. and Street) | | | | | Westport | CT | | | 06880 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Julie M. Cochran | 212-909-2680 | | jcochran@xtcapital.com | | | | (Area Code – Telephone Number) | | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | YSL & Associates LLC | | | | | | | (Name – if individual, state last, first, middle name) | | | | | 11 Broadway, Suite 700 | New York | NY | | 10004 | | (Address) | (City) | (State) | | (Zip Code) | | 06/06/2006 | | | | 2699 | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | * Claims for exemption from…Read the full text as markdown