Full text of PROFESSIONAL TRADING SERVICES BROKERAGE, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** OMl3 APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FI LE NUMBER **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR TH~ P-ERIOD BEGINNING 0 1/01 /23 MM/DD/YY AND ENDING 12131123 MM/D0/YY **A. REGISTRANT IDENTIFICATION** . ,. NAME OF FIRM: Professional Trading Services Brokerage, LLC aka PTS Brokerage, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer 0 Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 125 Gaither Drive, Suite C (No. and Street) Mount Laurel **NJ** 08054 (City) (State) (Zip Code) PERSON TO CONTACT W ITH REGARD TO THIS FILING Jeremy J Schank 856-802-9400 compliance@ptsbrokerage.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Romeo & Chiaverelli, LLC CPA's (Name - if individual, state last, first, and middle name) One Bala Ave, Suite 234 Bala Cynwyd PA 19004 (Address) (City) (State) (Zip Code) 09/01/2009 3721 **FOR OFFICIAL USE ONLY** (PCAOB Regi;<caMc N"rnbe<, if applicable)I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public account.mt m ust be supported by ;i statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240 17a-5(e)(l)(i1), if ;ippl1cable. Per sons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Jeremy J Schank | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------|-------------------------------------------------------------------------------------------------------------------------------------| | | financial report pertaining to the firm of Professional Trading Services Brokerage, LLC aka PTS Brokerage, LLC<br>, as of | | 2~,<br>12/31<br>, | is true and correct. I further swear (or affirm) that neither the co…Read the full text as markdown