Full text of PROFESSIONAL TRADING SERVICES BROKERAGE, LLC's X-17A-5 filed 2026-04-07 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-65173 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Professional Trading Services Brokerage, LLC aka PTS Brokerage, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 125 Gaither Dr, Suite C (No. and Street) 08054 NJ Mount Laurel (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING 856-802-9400 Jeremy J Schank compliance@ptsbrokerage.com (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Romeo & Chiaverelli, LLC CPA's (Name – if individual, state last, first, and middle name) PA 19004 One Bala Ave, Suite 234 Bala Cynwyd (City) (State) (Zip Code) (Address) 09/01/2009 3721 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Jeremy J Schank | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------|------------------------------------------------------------------------------------------------------------------------------| | | financial report pertaining to the firm of _Professional Trading Services Brokerage, LLC aka PTS Brokerage, LLC<br>as of | | 12/31<br>7 25 | And strue and correct. I further swear (or affirm) that neither the company nor any | | | partner, officer, director, or equivaler ones and case may be, has any proprietary interest in…Read the full text as markdown