Full text of PROFESSIONAL TRADING SERVICES BROKERAGE, LLC's X-17A-5/A filed 2024-06-07 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per r esponse: 12 SEC FI LE NUMBER **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 0 1/01 /23 MM/DD/YY AND ENDING 12131123 MM/D0/YY **A. REGISTRANT IDENTIFICATION** • **)J,** NAM E OF FIRM: Professional Trading Services Brokerage, LLC aka PTS Brokerage, LLC TYPE OF REGISTRANT {check all applicable boxes): 0 Broker-dealer O Security-based swap dealer 0 Major security- based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 125 Gaither Drive, Suite C (No. and Street) Mount Laurel NJ 08054 (City) (State) (Zip Code) PERSON TO CONTACT W ITH REGARD TO THIS FILING Jeremy J Schank 856-802-9400 compliance@ptsbrokerage.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contain ed in this filing\* Romeo & Chiaverelli, LLC CPA's (Name - if individual, state last, first, and middle name) One Bala Ave, Suite 234 Bala Cynwyd PA 19004 (Address) (City) (State) (Zip Code) 09/01/2009 3721 **l" of Reg<mauoo •"h PCAOB)(.f applkablel FOR OFFICIAL USE ONLY** (?CA0B RegiS,caUoo N"rnbec, if applk able) I • Claims for exemption from the requirement that the annual reports be covered by the reports o f an independent public account;int must be supported by a statement of focts and circumstances relied on as the basis of the exem ption . See 17 CFR 240 I / a-S(e)(l )(i1), if ,1pplrcable. Persons who are to respond to the collection of information contained in t his form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | | | Jeremy J Schank | | |--|--|--|-----------------|--| |--|--|--|-----------------|--| I, Jeremy J Schank swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Professional Trading Services Brokerage, LLC aka PTS Brokerage, LLC , as of 12/31 , 2~, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director,…Read the full text as markdown