Full text of PROFESSIONAL TRADING SERVICES BROKERAGE, LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|-----------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-65173 | | | | PART II - In - | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | 12/31/2024 | | | FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | name of firm: | Professional Trading Services Brokerage, LLC aka PTS Brokerage, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 125 Gaither Drive, Suite C | | | | | | | (No. and Street) | | | | | Mount Laurel | NJ | | 08054 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jeremy J Schank | 856-802-9400 | | compliance@ptsbrokerage.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Romeo & Chiaverelli, LLC CPA's | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | One Bala Ave, Suite 234 | Bala Cynwyd | PA | 19004 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/01/2009 | | 3721 | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY<br>annual reports be covered by the reports of an indenendent nublic | | (PCAOB Registration Number, if applicable) | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent p accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii)…Read the full text as markdown