Full text of PINNACLE EQUITY MANAGEMENT, LLC's X-17A-5 filed 2021-05-24 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | Expires: | October 31, 2023 | |----------|---------------------------| | | Estimated average burden | | | hours per response 12.00 | | | | | | | 0MB APPROVAL 0MB Number: 3235-0123 | SEC FILE NUMBER | |-----------------| | 8-65265 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 04/01/2020<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: PINACLE CAPITAL SECURITIES, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>(No . and Street)<br>CA<br>(State)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | AND ENDING 03/31/2021<br>-<br>90803<br>(Zip Code) | ----------<br>MM/DD/YY<br>OFFICIAL USE ONLY<br>FIRM I.D. NO. | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | KS | 66062 | | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | B. ACCOUNT ANT IDENTIFICATION<br>Olathe<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, state last. first, middle name)<br>*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant<br>must be supported by a statemen…Read the full text as markdown