Full text of PINNACLE CAPITAL SECURITIES, LLC's X-17A-5 filed 2025-05-30 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-65265 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01 /24** MM/DD/YY AND ENDING **03/31 /25** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Pinnacle Capital Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 4105 E Broadway, Suite 101 (No. and Street) Long Beach CA 90803 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ana R Carter 813-442-1645 acarter@pi n naclecapgrp. com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* David Lundgren and Company, CPAs (Name - if individual, state last, first, and middle name) 505 N Mur-Len Rd Olathe KS 66062 (Address) (City) (State) (Zip Code) 01/05/2015 6075 mate of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, William E Davis | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------------------------|---------------------------------------------------------------------|-------| | financial report pertaining to the firm of Pinnacle Capital Securities, LLC | | as of | 3/31 2~, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, dir…Read the full text as markdown