Full text of PINNACLE CAPITAL SECURITIES, LLC's X-17A-5 filed 2024-05-20 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated **average** burden hours per response: 12 | SEC FILE NUMBER | |-----------------| | 8-65265 | MM/DD/VY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 04/01 /23 | | AND ENDING 03/31 /24 | |-------------------------------------------|----------|----------------------| | | MM/00/YY | | **A. REGISTRANT IDENTIFICATION** NAME m FIRM: Pinnacle Capital Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 4105 E Broadway, Suite 101 | | (No. and Street) | | | |----------------------------------------------|--------------------------------|----------------------------|--| | Long Beach | CA | 90803 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Ana R Carter | 813-442-1645 | acarter@pinnaclecapgrp.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• David Lundgren and Company, CPAs | | (Name - if individual, state last, first, and middle name) | | | |-------------------------------------------------|------------------------------------------------------------|---------|------------| | 505 N Mur-Len Rd | Olathe | KS | 66062 | | (Address) | (City) | (State) | (Zip Code) | | 01/05/2015<br>6075 | | | | | T"<br>of R•glstcatloo w;th PCAOBJ(lf appUcabl,J | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, \_w\_1\_111\_am\_E\_D\_a\_vi\_s \_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_, swear (or affirm) that, to the best of my k…Read the full text as markdown