Full text of PINNACLE EQUITY MANAGEMENT, LLC's X-17A-5 filed 2022-05-27 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-65265 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING ___ 0 | 1<br>/0<br>!<br>2<br>1<br>4 | __ AND ENDING ___ 03 | /<br>/2<br>3<br>1<br>2<br>__ _<br>_<br>_<br>_<br>_<br>_ | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------|----------------------|---------------------------------------------------------|--| | | _<br>_<br>_<br>_<br>_<br>_<br>MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | ____ P<br>in<br>_n_a_c_le<br>NAME OF FIRM :<br>_ | C<br>S<br>_e_c_ur_it<br>ie<br>_s_, _L<br>_ap_i<br>l<br>ta<br>_<br>_<br>_<br>_<br>_ | LC<br>_ | _____________ _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 4105 E Broadway, Suite 101 | | | | | | (No. and Street) | | | | | Long Beach | CA | | 90803 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Carter<br>Ana R. | 813-442-1645 | | acarter@pinnaclecapgrp.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | David Lundgren and Company, CPAs | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 505 N Mur-Len Rd | Olathe | | KS<br>66062 | | | (Address) | (City) | | (Zip Code)<br>(State) | | | 01/05/2015 | 6075 | | | | | rte<br><IT Reg;st,ahoo w;th PCAOB)[lf applicable) | | | (PCAOB Reg;,t,afoo Nombec, ff appUcable) I | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the b…Read the full text as markdown