Full text of JOSEPH CAPITAL, LLC's X-17A-5 filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Joseph Capital LLC** Financial Statements and Supplemental Information Pursuant to SEC Rule 17a-5 December 31, 2020 Public {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | | OMS APPROVAL | | |--------------------|--------------|--------------------------| | 0MB Number: | | 3235-07 23 | | Expires: | | October 31 , 2023 | | | | Estimated average burden | | hours oer response | | . 12.00 | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-65293 | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING01/01/2020<br>AND ENDING 12/31/2020 | | | | | |-----------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------|--| | | MM/DD/YY | | MM/OD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Joseph Capital, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 7000 Bahia Beach Blvd., Apt 4333 | | | | | | | (No. and Street) | | | | | Rio~ele | | | 00745-2900 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michael Ross | | | 917-817-7674 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Ohab and Company, PA | | | | | | | (Name - if individual. state last, first, middle name) | | | | | 100 E Sybelia Avenue Suite 130 | Maitland | FL | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Iv" I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of f acts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respo…Read the full text as markdown