Full text of JOSEPH CAPITAL, LLC's X-17A-5 filed 2022-04-08 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Joseph Capital LLC** Financial Statement December 31, 2021 {1}------------------------------------------------ Joseph Capital LLC Table of Contents December 31, 2021 #### **ANNUAL AUDITED FOCUS REPORT FACING PAGES** #### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON THE FINANCIAL STATEMENTS FINANCIAL STATEMENT** | Statement of Financial Condition | 1 | |----------------------------------|-----| | Notes to Financial Statements | 2-4 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL Ofv1B Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-65293 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-------------------------------|--|--|--|--|--| | FILING FOR THE PERIOD BEGINNING O 1/01/2021 | AND ENDING 1 2/31/2021 | | | | | | | | | MM/DD/YY | MM/00/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME oF FIRM= Joseph Capital LLC | | | | | | | | | lYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>D Security-based swap dealer<br>~ Broker-dealer<br>D Check here ifrespondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 500 City Park Ave Suite D | (No. and Street) | | | | | | | | Columbus | OH | 43215 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | John Miller | 91 7 -620-6006 | nycpa76@gmail.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Ohab and Company PA | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 100 E Sybelia Ave Suite 130 | Maitland | 32751<br>FL | | | | | | | (Address)<br>07/28/2004 | (City) | (Zip Code)<br>(State)<br>1839…Read the full text as markdown