Full text of JOSEPH CAPITAL, LLC's X-17A-5 filed 2026-04-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Joseph Capital LLC** Financial Statement and Supplemental Information Pursuant to SEC Rule 17a-5 December 31, 2025 / {1}------------------------------------------------ Joseph Capital LLC Table of Contents December 31, 2025 # **ANNUAL AUDITED FOCUS REPORT FACING PAGES** # **REPORT** OF **INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON** THE **FINANCIAL STATEMENTS FINANCIAL STATEMENT** | Statement of Financial Condition | 1 | | |----------------------------------|-----|--| | Notes to Financial Statements | 5-8 | | {2}------------------------------------------------ | | UNITED STATES | | OMR APPROVAL | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|-----------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | | ANNUAL REPORTS | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | | | PART Ill | | 8-65293 | | | | | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a•S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2025 | | | AND ENDING 12/31/2025 | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Joseph Capital LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | | 512 East 82nd St Apt 3B | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10028 | | | | | | (City)<br>(State)<br>(Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michael Ross | 917-817-7674 | | mross@jocapllc.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | |…Read the full text as markdown