JOSEPH CAPITAL, LLC X-17A-5 (2025-04-14) — Broker-dealer annual report

Full text of JOSEPH CAPITAL, LLC's X-17A-5 filed 2025-04-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **Joseph Capital LLC** Financial Statement and Supplemental Information Pursuant to SEC Rule 17a-5 December 31, 2024 {1}------------------------------------------------ Joseph Capital LLC Table of Contents December 31, 2024 #### **ANNUAL AUDITED FOCUS REPORT FACING PAGES** ### **REPORT** OF **INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON** THE **FINANCIAL STATEMENT FINANCIAL STATEMENT** | Statement of Financial Condition | 1 | |----------------------------------|-----| | Notes to Financial Statements | 5-8 | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response: 12 | |------------------------| | | | SEC FILE NUMBER | | | 8-65293 | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|-----------------------------------------------------------------------------------------------------------|--| | | | Information Required Pursuant to Rules 17a-S, 17a-1Z, and lBa-7 under the Securities Exchange Act of 1934 | | | '<br>AND ENDING 12/31/2024<br>FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | | | | | MM/DD/YY | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Joseph Capital LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | C/O John Miller 5400 Highway A1A | | | | | Vero Beach | (No. and Street)<br>FL | 32963 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | John Miller | 917-620-6006 | nycpa76@gmail.com | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### Ohab and Company PA | (Name - If individual, state last, first, and middle name) | | | | | | |----…

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