Full text of RIVINGTON SECURITIES, LLC's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, <sup>2020</sup> Estimated average burden ## hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 65329<br>s- | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 01/01/2019<br>MM/DD/YY<br>REGISTRANT<br>IDENTIFICATION<br>Rivington<br>Securities, | 12/31/2019<br>AND<br>ENDING | MM/DD/YY | |------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | LLC | OFFICIAL USE ONLY | | OF BUSINESS:<br>not use P.O.<br>ADDRESS OF PRINCIPAL PLACE<br>(Do<br>Box No.) | | FIRM I.D.<br>NO. | | | | | | (No. and Street<br>) | | | | TX | | | | (Stale) | | | | | | 713-750-0900 | | | | Telephone Number) | | | | | | | | | | | | | | if individual. Male Iasi, | | | | | TX | 75254 | | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | OFFICIAL<br>USE<br>ONLY | | | | | TELEPHONE NUMBER OF PERSON TO CONTACT IN<br>ACCOUNTANT<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion<br>(Name -<br>Dallas<br>(City)<br>United States or any of | 77002<br>(Zip Code )<br>REGARD TO THIS REPORT<br>( Area Code<br>IDENTIFICATION<br>is contained in this Report*<br>first, middle name )<br>its possessions. | *'Claimsfor exemptionfrom the requirement that the annual report he covered by the opinion oj an independent public accountant must be supported by <sup>a</sup> statement offacts and circumstances relied on as the basisfor the exemption. See Section 240.1 la-5(e)(2)* **Potential persons who are to respond to the collection of Information contained in this form are notrequired to respond** SEC 1410 (06-02) **unless the form displays <sup>a</sup> currently valid OMB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** <sup>I</sup> Scott A. Logan , swear (or affirm) that, to the best of my know ledge and belief the accompanying financial statement…Read the full text as markdown