Full text of RIVINGTON SECURITIES, LLC's X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-012B Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER** 8-65329 **FACING PAGE Information Required Pursuant to Rules <sup>17</sup>a-5,17a-12, and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** <sup>01</sup>/01/<sup>2023</sup> AND ENDING 12/31/2023 FILING FOR THE PERIOD BEGINNING MM/DDAY MM/DDAY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM. : Rivington Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): H Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do not use <sup>a</sup> P.O. box no.) 609 Main Street, Suite 3900 (No. and Street) Houston TX 77002 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Scott A. Logan 713-750-0900 slogan@rivingtoncap.com (Area Code -Telephone Number) (Email Address) (Name) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* McBee & Co., PC (Name -if individual, state last,first,and middle name) 718 Paulus Avenue Dallas TX 75214 (City) (State) (Zip Code) (Address) 09/22/2009 3631 (PCAOB Registration Number,if applicable) (Date of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Scott A. Logan<br> <br>( | | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--| | financial report pertaining to the firm of | Rivin…Read the full text as markdown