Full text of RIVINGTON SECURITIES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL<br>REPORTS<br>FORM<br>X-17A-5<br>III<br>PART | OMB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov.30, 2026<br>Estimated average burden<br>hours per response:<br>12<br>SEC FILE NUMBER<br>8-65329 | | |----------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | FACING PAGE<br>Rules 17a-5,17a-12,and18a-7 under the! | | | | Information Required Pursuant to | 01/01/2025 | icurities Exchange Act of 1934<br>12/31/2025 | | | FILING FOR THE PERIOD BEGINNING | AND END (<br>MM/DD/YY | J6<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | .Rivington<br>NAME OF FIRM | LLC<br>Securities, | | | | "RANT (check all<br>TYPE0FREGIS1<br>E<br>jr<br>Broker-dealt<br>if respondent is<br>Check here<br>ADDRESS OF PF | applicable boxes):<br>Major<br>Security-based swap dealer<br>secur<br>also an OTC derivatives dealer<br>UNCIPAL PLACE OF BUSINESS: (Do not<br>no.)<br>use a P.O. box | ty-based swap participant | | | m<br>&<br>Country<br>800<br>Tov | 500<br>Blvd,<br>Suite | | | | | (No. andStreet) | | | | Houston | TX | 77024 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Logan<br>Scott<br>A. | 713-750-0900 | slQgan@rivingtoncap.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports<br>McBee<br>&<br>Co.,<br>PC | in<br>are contained<br>this | :iling* | | | | (Name-ifindividual,<br>state last, first, and middle nani | | | | Paulus<br>Avenue<br>718 | Dallas | TX<br>75214 | | | (Address) | (City) | (State)<br>(Zip Code) | | | 09/22/2009<br>(Date of Registration withPCAOB)(if applicable) | 38 | 31<br>(PCT IB Registration Number,if<br>applicable) | | | | FOR OFFICIAL USE ONLY | | | | *<br>CFR 240.17a-5(e)(l)(ii), if applicable. | Claims for exemption from the requirement that the annual reports be covered by the<br>accountant must be supported by a statement of facts and circumstances relied on as | tports of an ind…Read the full text as markdown