Full text of RIVINGTON SECURITIES, LLC's X-17A-5 filed 2025-03-13 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Nov. 30,2026 Estimated average burden hours per response: 12 **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-65329 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Rivington Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 800 Town & Country Blvd, Suite 500 (No. and Street) Houston TX 77024 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Scott A. Logan 713-750-0900 slogan@rivingtoncap.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* McBee & Co., PC (Name -if individual, state last,first,and middle name) 718 Paulus Avenue Dallas TX 75214 (Address) (City) (State) (Zip Code) 09/22/2009 3631 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number,if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii),if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** **I, Scott A. Logan** *j* swear (or affirm) that,to the best of my knowledge and belief,the as of financial report Dertainine to the firm of Rivington Securities,LLC *j* <sup>22024</sup> ,is true and correct. <sup>I</sup>further swear (or affirm) that neitherthe company nor any partner,officer,director,or equivalent person,as the case may be,has any proprietary interestin any account classified solely as that of <sup>a</sup> customer. 12/31  | Signature: | | |----…Read the full text as markdown