Full text of GUIDANCE SECURITIES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Guidance Securities, LLC** **Financial Statements and Supplemental Information Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934 As of and for the year ended December 31, 2021** {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ### **ANNUAL REPORTS FORM X-17A-5** | 0MB Number: 3235-0123 | |----------------------------------------------------| | Expires: Oct. 31, 2023 | | Estimated average burden<br>hours per response: 12 | | SEC FILE NUMBER | | 8-65377 | 0MB APPROVAL #### **FACING PAGE** **PART** Ill **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** MM/00/YY AND ENDING **12/31/2021** MM/00/YY **A. REGISTRANT IDENTIFICATION** ### NAME oF FIRM : Guidance Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 11107 Sunset Hills Road, 2nd Floor | | (No. and Street) | | |--------|------------------|------------| | Reston | VA | 20190 | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | Thomas Gainor | 703-885-0824 | tom.gainor@guidanceresidential.com | | | |------------------------------|--------------------------------|------------------------------------|--|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | PricewaterhouseCoopers LLP | | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|------------| | | (Name - if individual, state last, first, and middle name) | | | | 655 New York Ave NW | Washington | DC | 20001 | | (Address) | (City) | (State) | (Zip Code) | | 10-20-2003 | | 238 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstanc…Read the full text as markdown