Full text of GUIDANCE SECURITIES, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Guidance Securities, LLC Financial Statements and Supplemental Information Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934 As of and for the year ended December 31, 2022 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|------------------------------------------------------------|----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Guidance Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l Broker-dealer<br>[ ] Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 11107 Sunset Hills Road, 3rd Floor (Suite 300) | | | | | | | | (No. and Street) | | | | Reston | | VA | | 20190 | | (City) | | (State) | | (Žip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Thomas Gainor | 703-885-0824 | | | tom.gainor@guidanceresidential.com | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PricewaterhouseCoopers LLP | | | | | | 655 New York Ave NW Washington | | (Name - if individual, state last, first, and middle name) | DC | 20001 | | (Address)<br>10-20-2003 | (City) | | (State)<br>238 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the coll…Read the full text as markdown