Full text of GUIDANCE SECURITIES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Guidance Securities, LLC** **Financial Statements and Supplemental Information Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934 As of and for the year ended December 31, 2020** {1}------------------------------------------------ | OMB APPROVAL | | | | |--------------|---------------------------|--|--| | OMB Number: | 3235-0123 | | | | Expires: | October 31, 2023 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2020<br>MM/DD/YY | AND ENDING | 12/31/2020<br>MM/DD/YY | | |---------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Guidance Securities, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 11107 Sunset Hills Road, Suite 200 | (No. and Street) | | | | | | | | | | | Reston<br>(City) | VA<br>(State) | | -20190<br>(Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>TOM GAINOR | | | 703-885-0824 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDEALERS CALLON | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | PricewaterhouseCoopers LLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 1800 Tysons Blvd | McLean | VA | 22102 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | {2}------------------------------------------------  - - - - - - - - - - - - - {3}------------------------------------------------ #### **PAGE** | Financial Statements: | |----------------------------------------------------------------------| | | | Statement of Financial Condition as of December 31, 2020 4 | | Statement of Operations for the year ended December 31, 2020 5 | | Statement of Member's Equity for the year ended December 31, 2020 6 | | Statement of Cash Flows for the year ended December 31, 2020 7 | | Notes to Financial Statements 8 | | Supplemental Information | | Sch…Read the full text as markdown