Full text of GUIDANCE SECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Guidance Securities, LLC** Financial Statements and Supplemental Information Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934 As of and for the year ended December 31, 2023 {1}------------------------------------------------ | UNITED STATIES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number 3235-0123<br>Expires: Now 30, 2026<br>Enthreated average burden<br>hours per response. 12 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------------|----------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | · BEC, FREE BUSCHEER | | | | FORM X-17A-5 | | | | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 | | | | | | | MM/DD/YY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Guidance Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer Security-based swap dealer Major security-based swap participant<br>[] Check here if respondent is also an OTC derluatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O, box ho.)<br>11107 Sunset Hills Road, 3rd Floor (Suite 300) | | | | | | | (No. and Sirget) | | | | | Reston | VA | | 20196 | | | | | | {Zip Code) | | | (City) | (54886) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Thomas Gainor | 703-885-0824 | | | | | (Name) | (Area Code - Telephone runno Bil) | (Ernall Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are currity intell in this filling "<br>PricewaterhouseCoopers LLP | | | | | | 655 New York Ave NW | (Names- II tradividual, starte last, first, mod makels nome)<br>Washington | DC | 20001 | | | (Address)<br>10-20-2002 | (CHY) | (State)<br>235 | (Zip Code) | | | (Date of Registration with…Read the full text as markdown