Full text of SIGULER GUFF GLOBAL MARKETS, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **SIGULER GUFF GLOBAL MARKETS, LLC (A Limited Liability Company)** ## **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2021** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-68996 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------|-----------------------------------------|--|--|--|--| | | | | | | | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/VY | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Iii Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | -------------------<br>--------<br>200 Park Avenue, 23rd floor<br>---<br>----- | | | | | | | | | | -<br>(No. and Street) | | -<br>-<br>- | | | | | | ---------<br>New York | -------<br>NY | | 10166 | | | | | | -<br>-<br>-<br>(City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Chad Kirschenblatt | 516-222-9111 | | chad.kirschenblatt@jrllc.com | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Rotenberg Meril Solomon Bertiger & Guttilla, P.C. | -- | --------<br>- | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | ---<br>---<br>250 Pehle Avenue, Suite 601<br>----- | ------------<br>---------<br>Saddle Brook | | NJ<br>07663 | | | | | | -<br>(Address) | (City) | | (State)<br>(Zip Code) | | | | | | ---<br>------<br>10-20-2003 | ----<br>------- |…Read the full text as markdown