Full text of SIGULER GUFF GLOBAL MARKETS, LLC's X-17A-5 filed 2018-03-14 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SIGULER GUFF GLOBAL MARKETS, LLC (A Limited Liability Company) # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2017 {1}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washinl(ton1 D.C. 20~49 OMB APPROVAL OMB Number: 3235·0123 Expires: August 31, 2020 Estimated average burden hoursperresoonse .••••• 12.00 # ANNUAL AUDITED REPORT FORM X·17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | &-68996 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING | __<br>____<br>0_1_1_0_11_1_7 | AND ENDING | | ___<br>__<br>_<br>12_/_3_11_1_7<br>MMll>OIYY | | |-------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|------------|-------------------|----------------------------------------------|--| | | MMIODIYY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME Of BROKER-DEALER: Siguler Guff Global Markets, LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | | 825 Third Avenue, 10th Floor | | | | | | | | (No. nml Slreet) | | | | | | New York | NY | | 10022 | | | | (Cily) | (Slate) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Cllld Kltldtenblatt | | | | 516 222 9111 | | | | | | | (i\reo Code Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>Rotenberg Meril Solomon Bertiger & Guttilla, P.C. | | | | | | | | (Nnmc: if ind/1•id11e1/, state last. first, mirfdlt 110111t) | | | | | | 369 Lexington Avenue, 25th Fir New York | | NY | | 10017 | | | (Address) | (City) | (Stale) | | (7.ip Code) | | | CHECK ONE: | | | | | | | Certified Public Accoun111nt | | | | | | | Public Accountnnt | | | | | | | §<br>Accom1111111 not resident in United States or any or its possessions. | | | | | | | | | | | | | •Cf aims fur exemplion from tltt! retJ11irl!1111ml lhal 1'11.1 n1111110/ repvrl fH! col'lm:d by *the* opi11io11 uf 011 imlept!ncle11f p11hfic accu1111fa11t m11sl *be* .mpparlt!d *h)'* a slalemenf of facls *011ci* circ:11111.~l<mces rt!lietl u11 as Ille hn.~isfi1r Ifie exemplio11. See Sectiu11 *…Read the full text as markdown