Full text of SIGULER GUFF GLOBAL MARKETS, LLC's X-17A-5 filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SIGULER GUFF GLOBAL MARKETS, LLC (A Limited Liability Company) # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Estimated average burden hours per response: 12 sec file number 8-68996 Expires: Oct. 31, 2023 # ANNUAL REPORTS FORM X-17A-5 DART III | | PART III | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------|------------------------------|--|--|--|--| | | FACING PAGE | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Siguler Guff Global Markets, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 200 Park Avenue, 23rd floor | | | | | | | | | | (No. and Street) | | | | | | | | New York | NY | | 10166 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Chad Kirschenblatt | 516-222-9111 | | chad.kirschenblatt@jrllc.com | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Marcum LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | Park 80 West, 250 Pehle Avenue, Suite 601 Saddle Brook | | NJ | 07663 | | | | | | Address) | (City) | (State) | (Zip Code) | | | | | | 10-16-2003 | | 688 | | | | | | | Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | | |…Read the full text as markdown