Full text of SIGULER GUFF GLOBAL MARKETS, LLC's X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SIGULER GUFF GLOBAL MARKETS, LLC (A Limited Liability Company) ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | | SEC FILE NUMBER | | | | | | |---------|-----------------|--|--|--|--|--| | | | | | | | | | 8-68996 | | | | | | | | | | | | | | | MM/DD/VY **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/YY AND ENDING **12/31/2023 A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_S\_ig\_u\_l\_e\_r \_G\_u\_ff\_G\_lo\_b\_a\_l \_M\_a\_r\_ke\_t\_s\_, \_L\_LC \_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 200 Park Avenue, 14th floor | | (No. and Street) | | | | | | |-----------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|---------------------------------------------|--|--|--| | New York | NY | | 10166 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Chad Kirschenblatt | 516-393-5603 | | chad.kirschenblalt@jrsfinanclalservices.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Marcum LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | Park 80 West, 250 Pehle Avenue, Suite 601 | Saddle Brook | NJ | 07663 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10-16-2003 | | 688 | | | | | | | | | | | | | | Park 80 West, 250 Pehle Avenue, Suite 601 | Saddle Brook | NJ | 07663 | |-------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10-16-2003 | | 688 | | | rte of Reglstrntloo with P…Read the full text as markdown