Full text of ETICO PARTNERS, LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response 12.00 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** SEC FILE NUMBER 8-65500 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 0<br>1<br>/<br>0<br>1<br>O<br>FO<br>IO<br>G<br>G<br>R<br>EP<br>R<br>T<br>R<br>T<br>H<br>E<br>PE<br>R<br>D<br>B<br>E<br>IN<br>N<br>IN | /<br>1<br>9<br>AN | �1<br>2<br>�/<br>3<br>�1<br>/<br>�1<br>9<br>G<br>D<br>E<br>N<br>D<br>IN<br>�<br>�<br>�<br>�<br>�<br>�<br>- | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|--| | | /D<br>D/<br>MM<br>YY | | MM<br>/0<br>0/<br>YY | | | A<br>G<br>IS<br>R<br>E<br>T | A<br>IC<br>A<br>R<br>N<br>T<br>I<br>D<br>E<br>N<br>T<br>IF<br>T | IO<br>N | | | | C<br>O<br>S<br>C<br>E<br>T<br>I<br>P<br>A<br>R<br>T<br>N<br>E<br>R<br>L<br>L<br>N<br>A<br>M<br>E<br>OF<br>B<br>R<br>O<br>K<br>ER<br>-D<br>EA<br>L<br>E<br>R<br>:<br>, | | O<br>FF<br>IC<br>IA<br>L<br>US<br>E<br>O<br>N<br>LY | | | | A<br>SS<br>O<br>C<br>A<br>LA<br>C<br>OF<br>SI<br>ES<br>S:<br>(D<br>.O<br>)<br>D<br>D<br>R<br>E<br>F<br>PR<br>IN<br>IP<br>L<br>P<br>E<br>B<br>U<br>N<br>P<br>. B<br>N<br>t u<br>o<br>no<br>se<br>ox<br>o.<br>O<br>1<br>7<br>9<br>5<br>R<br>U<br>T<br>E<br>9 | | | FI<br>R<br>M<br>I<br>.D<br>NO | | | | (N<br>d<br>Str<br>t)<br>o.<br>an<br>ee | | | | | C<br>L<br>IF<br>T<br>O<br>N<br>P<br>A<br>R<br>K | N<br>Y | 1<br>2 | 0<br>6<br>5 | | | (C<br>ity<br>) | (St<br>)<br>ate | (Z<br>ip | C<br>od<br>e) | | | A<br>AN<br>O<br>O<br>SO<br>N<br>M<br>E<br>D<br>T<br>EL<br>EP<br>H<br>N<br>E<br>N<br>U<br>M<br>BE<br>R<br>F<br>PE<br>R<br>N<br>JIL<br>L R<br>EC<br>KA<br>MP | O<br>C<br>O<br>TA<br>C<br>EG<br>A<br>T<br>N<br>T<br>IN<br>R | O<br>IS<br>O<br>R<br>D<br>T<br>T<br>H<br>R<br>EP<br>67 | R<br>T<br>8-6<br>79<br>-86<br>39 | | | | | (A | Co<br>de<br>ele<br>ph<br>be…Read the full text as markdown