Full text of ETICO PARTNERS, LLC's X-17A-5/A filed 2023-04-25 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** SEC FILE NUMBER 8-65500 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|---------------------------------------------| | | cco<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2022 | | AND ENDING 12/31/2022 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Etico Partners LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | [l Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 1795 Route 9 | | | | | | {No. and Street) | | | | Clifton Park | New York | | 12065 | | {City) | (State) | | (Zip Code} | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Scott Weisman | 518-348-0060 | | sweisman@eticony.com | | {Name) | {Area Code -- Telephone Number) | {Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | David Lundgren & Co | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 505 N. Mur-Len Road | Olathe | KS | 66062 | | (Address) | (City) | (State) | {Zip Code} | | 11/13/2018 | | 6075 | | | | | | (PCAOB Registration Num bee, ;f apphcable)I | | rte of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | CFR 240.17a-5{e)(l)(ii), if applicable. | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB contr…Read the full text as markdown