Full text of ETICO PARTNERS, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | SEC FILE NUMBER | | |-----------------|--| | 8-65500 | | aero nae re«oo scow«e 010102029 moons **\_120@10203** MM/DD/YY **A. REGISTRANT IDENTIFICATION** MM/DD/YY vawe or mM. \_ETICO PARTNERS1IO TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer D Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 19 Railroad Place, Suite 202 (No. and Street) Saratoga Springs (City) New York (State) 12065 (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING | B. ACCOUNTANT IDENTIFICATION | | | | | |------------------------------|---------------------------------|----------------------|--|--| | (Name) | (Area Code -- Telephone Number) | (Email Address) | | | | Scott Weisman | 518-348-0060 | sweisman@eticony.com | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### Tuttle & Bond, PLLC | | (Name - if individual, state last, first, and middle name) | | | |------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 2954 Goehmann Lane | Fredericksburg | Texas | 78624 | | (Address) | (City) | (State) | (Zip Code) | | 03/19/2019 | | 6543 | | | | | | ( PCAOB Reg;,ua,;oa N,mbec, ;tapµUcable) I | | rte of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>SCOTT WEISMAN | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------------|---------------------…Read the full text as markdown