Full text of ETICO PARTNERS, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-65500 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** AND ENDING **12/31/2021** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: ETICO PARTNERS, LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [l Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1795 ROUTE 9 | | | (N<br>nd<br>St<br>)<br>et<br>o.<br>a<br>re | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|------------------------------------------------------------------------|---------------------------------------------|---------------------------------------------------------------------|--|--| | C<br>O<br>L<br>I<br>F<br>T<br>N<br>P<br>A<br>R<br>K | | N<br>E<br>W | Y<br>O<br>R<br>K<br>1<br>2<br>0<br>6<br>5 | | | | | (C<br>ity<br>) | | (St<br>e)<br>at | | (Z<br>ip<br>Co<br>de<br>) | | | | RS<br>O<br>TO<br>C<br>O<br>CT<br>G<br>PE<br>N<br>NT<br>A<br>W<br>IT<br>H<br>RE<br>A | O<br>RD<br>T<br>T<br>H | IS<br>G<br>F<br>IL<br>IN | | | | | | W<br>E<br>N<br>D<br>Y<br>E<br>L<br>L<br>I<br>O<br>T<br>T | 5<br>1<br>8 | -3<br>4<br>8<br>-0<br>0<br>6<br>0 | lli<br>w<br>e<br>o | @<br>ti<br>tt<br>e<br>co<br>n<br>y<br>.c<br>o<br>m | | | | (N<br>e)<br>am | (A<br>Co<br>re<br>a | de<br>Te<br>le<br>ph<br>Nu<br>be<br>r)<br>on<br>e<br>m<br>-- | (E<br>ai<br>l A<br>dd<br>m | )<br>re<br>ss | | | | | B.<br>A<br>CC<br>O | U<br>N<br>TA<br>NT<br>ID<br>EN<br>T<br>IF<br>IC<br>A | TI<br>O<br>N | | | | | IN<br>D<br>EP<br>EN<br>D<br>EN<br>T<br>PU<br>B<br>LI<br>C<br>AC<br>CO<br>U<br>N<br>TA<br>D<br>A<br>V<br>I<br>D<br>L<br>U<br>N<br>D<br>G<br>R<br>E<br>N | NT<br>ho<br>w<br>se<br>&<br>C | in<br>ts<br>ta<br>r<br>ep<br>or<br>a<br>re<br>c<br>on<br>O | ed<br>in<br>hi<br>fil<br>in<br>g*<br>t<br>s | | | | | (N<br>am | if<br>ind<br>iv<br>idu<br>e<br>-- | al<br>la<br>, f<br>irs<br>d<br>mi<br>ta<br>te<br>st<…Read the full text as markdown