Full text of LCG Capital Advisors, LLC's X-17A-5 filed 2020-02-13 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURJTIESAND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per resoonse ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | |---------|-----------------| | a-66213 | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERJOD BEGINNING 01/01/2019 | | | ANO ENOfNG 12/31/2019 | | |---------------------------------------------------------------------------|----------------------------------------------------------|---------|-----------------------|-------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: LCG CAPITAL ADVISORS, LLC | | | | OFFICIAL USE ONLY | | ADDRESS OF PRTNCfPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM 1.0. NO. | | 201 E KENNEDY BLVD, STE 325 | | | | | | | (No. and Street) | | | | | TAMPA | FL | | 33602 | | | (Clly) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TJ-llS REPORT | | | | | | Ana R. Carter/ 813-442-1645 | | | | (Area Code -Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBUC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Assurance Dimensions | (Name - if individual, .<late la.</, first, middle name) | | | | | | | | | | | 2000 Banks Road, Suite 218 | Margate | FL | | 33063 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | I<br>✓<br>certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemptionji-om the requirement that the annual report be covered by the opinion of an independent public accountant m11St be supported by a statement of facts and circumstances reli.ed on as the has is for the exemption. See Section 2-I0. ! 7a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Jacqueline Dor…Read the full text as markdown