Full text of LCG Capital Advisors, LLC's X-17A-5 filed 2021-02-11 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STA TES SECURITJES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/2020** AND ENDING **12/31/2020** ----------- MM/DD/YY # **A. REGISTRANT IDENTIFICATION** # NAME OF BROKER-DEALER: LCG CAPITAL ADVISORS, LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 201 E KENNEDY BLVD, STE 325 (No. and Street) | TAMPA | FL | 33602 | |--------|---------|------------| | (City) | (State) | (Zip Code) | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THfS REPORT Ana R. Carter/ 813-442-1645 # **B. ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report\* Assurance Dimensions SEC 1410 (11-05) (Name - *if individual, state last, first. middle name)* 2000 Banks Road, Suite 218 Margate (Address) (City) **CHECK ON E:** FL 33063 (State) (Zip Code) ✓ I Certified Public Accountant ubli <sup>c</sup>Accountant Ac ou tant not resident in United States or any of its possessions. ## **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240. 17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** OFFICIAL USE ONLY MM/DD/YY FIRM I.D. NO. (Area Code - Telephone Number) 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | 8-66213 | {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Craig Little | , swear ( or affirm) that, to the best of | |-------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------| | ------------<br>LCG CAPITAL ADVISORS, LLC | my knowledge and belief the accompanying financia l statement and supporting schedules pertaining to the firm of<br>----------------------…Read the full text as markdown